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If
we consider that Elkins's Sambo is an example of white people "playing
the dozens" on us-as Robin D.G. Kelley states in the opening pages
of Yo' Mama's Disfunktional44¾then black folks can flip the script by dissin' and dissecting
white folks, placing the white personality type and white behavioral
scripts under the microscope. Among the Afrocentric texts which have
taken on this mission are: Marimaba Ani, Yurugu: An African-Centered
Critique of European Cultural Thought and Behavior; Bobby E. Wright, The
Psychopathic Racial Personality and Other Essays, Frances Cress
Welsing, The Isis Papers: The Keys to the Colors, and Amos Wilson, The
Falsification of African Consciousness: Eurocentric History, Psychiatry
and the Politics of White Supremacy.
White anti-racist scholarship has also put the white racist personality
under the microscope, e.g., Joel Kovel, White Racism: A Psychohistory,
and Michael Bradley, The Iceman Inheritance: Prehistoric Sources
of Western Man's Racism, Sexism and Aggression. While all of these
script-flippin' theses about white racists emerge from the academy,
script-flippin' myths¾and elaborations upon myths¾continue to emerge from the organic intellectuals of the inner city "cults" such
as the Nation of Islam, the Five Percenters, and the Hebrew Israelites.
Most of the above is grist for my courses The Psychology of the
Black Experience and Critical Issues in Black Psychology;
but here I wish to concentrate on the scholars who flip the Elkins
script by subverting, deflating, or undermining the major contentions
of his argument.
Of
the two dozen or so propositions and corollaries in the Elkins thesis
which I listed earlier, there are about six major areas of contention
which most critics and respondents to Elkins have been concerned with.
These may formulated as questions:
1) Was the Sambo
personality real, or was it a fiction created by Southern folklore?
2) Was the Sambo
personality the dominant or most prevalent personality type on the
Southern plantation, or were there other very prevalent personality
types?
3) Was the Sambo
personality internalized or was it a masquerade?
4) Was the Sambo
personality unique to North American slavery, or was it a universal
slave personality which also appeared in the Caribbean and/or Latin
America?
5) Were the North
American slaves docile or were they revolutionary and rebellious?
6) Was the concentration
camp experience truly analogous to slavery?
Due
to space constraints, I will address here only the first five questions.
One other key question, which most critics and respondents have not
addressed, is the gender issue: How did slavery specifically affect
African American women? Was there a dominant female slave personality?
A final key issue concerns African cultural retentions: Were the
North American slaves detached from African culture or did they retain
significant African beliefs, values and practices? This question
had already been the basis of a classic debate between the anthropologist
Melvin Herskovits and the sociologist E. Franklin Frazier,45
and thus was not taken up with intensity by Elkins's critics.
The
majority of responses to and critiques of the Elkins thesis appeared
in 1971 in The Debate over Slavery: Stanley Elkins and His Critics, edited
by Ann J. Lane.46 My discussion will refer to three of the
chapters in this volume: Eugene Genovese, "Rebelliousness and Docility
in the Negro Slaves"; Christopher Lasch & George Fredrickson, "Resistance
to Slavery"; and Orlando Patterson, "Quashee," which explores a Caribbean
cognate of Sambo. Other critiques I will draw upon include: Kenneth
Stampp, "Rebels and Sambos; The Search for the Negro's Personalty in
Slavery," which discusses Herbert Aptheker's important 1943 work American
Negro Slave Revolts (which Elkins disregarded); John Blassingame, The
Slave Community: Plantation Life in the Ante-Bellum South; Randall
Miller & John David Smith, Dictionary of Afro-American Slavery,
which includes entries on "Sambo," "Slave Personality," "Slave Resistance" and
related issues; and Howard McGary, "Resistance to Slavery," in Tommy
Lott, ed., African American Philosophy: Selected Readings. I
also gained insights from conversations with sociologist/Women's Studies
scholar Barbara Omolade, on the gender issue. Finally, filmmaker Haile
Gerima makes profound observations about the slave personality in his
critically-acclaimed film, Sankofa.
1.
Was the Sambo personality real or was it a fiction? In attempting
to answer such a question, the issue of stereotyping immediately
comes to the fore. Elkins was well aware of this, as he states early
on:
The
name "Sambo has come to be synonymous with "race stereotype." Here
is an automatic danger signal, warning that the analytic difficulties
of asking such questions about slave personality may not be nearly
so great as the moral difficulties. The one inhibits the other; the
morality has had a clogging effect on its theoretical development that
may not be to the best interest of either. And yet theory on group
personality is still in a stage rudimentary enough that this particular
body of material-potentially illuminating-ought not to remain morally
impounded any longer.47
The line between
a personality type and a stereotype, for Elkins, is a very thin one-one
which I believe he traverses. As he mentions, the study of group personality-i.e., generalizations
about the behavioral characteristics of different ethnic groups or
nationalities- was an emerging topic in social psychology at that time.
Social psychologists and psychological anthropologists used terms such
as modal personality and national character to refer
to, for example, distinctive German traits or British personality types
or Chinese behavior patterns. Hence it was theoretically possible to
talk about an African American (or, in 1959, an "American Negro") personality
profile as well. However, the study of culture and personality is empirical
rather than speculative. It involves measuring how different nationalities
scored on systematic inventories of values (e.g., power, achievement,
self-direction, conformity) or specific dimensions (e.g., individualism
vs. collectivism) instead
of relying upon the speculative generalizations that Elkins proffered.
Furthermore Elkins is skating on thin ice by adopting Southern racist
folklore as his point of reference. Can members of a dominant or "majority" group
in this society make generalizations about members of a subordinate
or "minority" group without being influenced or prejudiced by the ideological
racism which permeates the society? It is a short (but dangerous) jump
from making empirical generalizations about national character or modal
personality to making the kinds of exaggerated generalizations
that constitute a stereotype. In that sense, Sambo was certainly a fiction.
John
Blassingame makes a similar observation when he states that "any
attempt to generalize about individual and group personality traits
must assess the degree to which "outsiders" are able to perceive
someone else's behavior correctly." Blassingame refers to psychologists
Gustav Ichheiser's concept "sham" characteristics- characteristics
which are the result of either misinterpretation by the outsider
or pretence by those who supposedly possess them.48 He further
points out that the roots of this conception of the black slave are
in the American attitude towards Negroes or Africans as a race, e.g., "ignoble
savages, who were innately barbaric, imitative, passive, cheerful,
childish, lazy, cowardly, superstitious, polygamous, submis- sive,
immoral and stupid."49 He notes that writers in slave and caste societies
representing and identifying with the ruling class have historically
drawn unflattering stereotypes of the subordinate caste. He cites
historian David B. Davis,50 who states that "almost universally slaves
have been described as loyal, faithful, lazy, irresponsible and untrustworthy." White
slaves and Russian serfs have been characterized this
way. Even more revealing is Blassingame's statement that Southern
writers were so committed to drawing unflattering stereotypes of
subordinate groups that they characterized "non-slave-holding white
Southerners as 'poor whites' who were densely ignorant, irresponsible,
lawless, lazy, shiftless, dirty, careless, stupid, listless, unambitious,
dishonest and morally degraded."51 Blassingame cites two
other factors which contributed to the Sambo stereotype: 1) Southern
writers felt compelled to disprove the allegations of abolitionist
novelists, and 2) Southerners needed to relieve themselves of the
anxiety of thinking of the slaves as men and as potential rebels: "the
public [Sambo] stereotype only partially hid a multitude of private
fears which reached the point of mass hysteria at the mere mention
of the word 'rebellion.'"
Norman
R. Yetman's entry "Slave Personality" in the Dictionary of Afro-American
Slavery52 cites Richard B. Erno's dissertation, "Dominant
Images of the Negro in the Antebellum South,"53 a content
analysis of the diaries of Southern slaveholders, which shows that
there were several images of slaves in the slaveholder's worldview
that were used to justify slavery. The dominant image between 1800
and 1860 was "Caliban" (I assume that Erno borrows Mannoni's phrase54), "a
form of being that was neither animal nor wholly human . essentially
a beast of burden, servile, slothful, indolent, incompetent and stupid..." A
Satan image was the second most pervasive image of blacks at that time;
it refleceted the perception that slaves were a "troublesome presence..
At best they were dissemblers-inherently untrustworthy, deceptive,
deceitful, evasive and prone to lying and stealing; at worst they were
imprudent insolent, recalcitrant, rebellious, and lascivious, representing
a threat to the established order." Sambo, "the comic slave," was a
distant third image. Erno shows that each image was related to a specific
geographic region of the South: Caliban was "a product of areas characterized
by large plantation agriculture where a high proportion of the slaves
were unskilled and there was a relatively high rate of blacks to whites
in the general population." The Satan image appeared in the upper South
in the early 1800s; after the 1830s it spread to parts of the lower
south with high percentages of blacks in the population. Sambo was "restricted
to the more urbanized areas of the South and to the border states. " Erno
states that toward the end of the antebellum period, in response to
abolitionist claims that slavery was dehumanizing, proslavery apologists,
contending that slavery performed a "civilizing" function, offered
three new images depicting blacks as personal servants rather than
unskilled laborers: "the noble and loyal Friday, the wise, intelligent
and nurturing mammy and the pious, long-suffering Uncle Tom."55
2.
Was the Sambo personality the dominant or most prevalent personality
type on the Southern plantation, or were there other very prevalent
personality types? It is inherently difficult, of course, to
answer this question, given our critics' response to the previous
question, which casts Elkins's personality types as mere stereotypes.
Nevertheless, Blassingame finds not one but three slave characters
in the literature of antebellum Southern novelists, dramatists and
journalists: Sambo, Nat and Jack.
Nat
was the rebel who rivaled Sambo in the universality and continuity
of his literary image. Revengeful, bloodthirsty, cunning, treacherous
and savage, Nat was the incorrigible runaway, the poisoner
of white men, the ravager of white women, who defied all the rules
of the plantation society. Subdued and punished only when overcome
by superior numbers or firepower, Nat retaliated when attacked by
whites, led guerrilla activities of maroons against isolated plantations,
killed overseers and planters or burned plantation buildings when
he was abused.56
The rarest portrait
in the antebellum literature was Jack:
Jack worked
faithfully as long as he was well-treated. Sometimes sullen and uncooperative,
he generally refused to be driven beyond the pace that he had set for
himself. Conscious of his identity with other slaves, he cooperated
with them to resist the white man's oppression. Rationally analyzing
the white man's overwhelming physical power, Jack either avoided contact with him or
was deferential in his presence. Since he did not identify with his
master and could not always keep up the façade of deference, he was
occasionally flogged for insubordination. Al- though often proud, stubborn
and conscious of the wrongs he suffered, Jack tried to repress his
anger. His patience was, however, not unlimited. He raided his
master's larder when he was hungry, ran away when he was tired of working
or had been punished, and was sometimes ungovernable. Shrewd and calculating,
he used his wits to escape from work or to manipulate his overseer
and master.57
Blassingame
advances these two literary images in contrast to the image of Sambo,
stating that if we must examine Sambo as a stereotype we may only
do so in the context of these other stereotypical images. Sambo may
have been the most fictive image, as "the more fear whites had of
Nat, the more firmly they tried to believe in Sambo to escape paranoia."58
Blassingame gives a much more subtle analysis of slave personality
types¾not looking only at stereotypical literary characterizations¾in his chapter "Slave Person- ality
Types." He summarizes the complexity of the slave personalities by
saying, "there was great variety in slave behavior.. The slave was
no different in most ways from most men. The same range of personality
types existed in the [slave] quarters as in the mansions."59
The
stereotypical slave personalities Sambo, Nat and Jack, are all male,
yet there was a certainly a female slave stereotype, the mammy. In Ethnic
Notions, Marlon Riggs's PBS documentary film about distorted black
images, the stereotypical mammy is depicted as desexualized, fat, shiny
black, maternal and nurturing to the slavemaster's children but mean
and cold to her own children; a strong matriarch and head of the household
(boss over her husband); very much the opposite of the dainty white
female. Variations of the Mammy stereotype continued to define the
African woman even after slavery: for example the desexualized, fat,
shiny black Aunt Jemima and the sassy, hands-on-her-hips, nagging Sapphire. There
was also another negative but contrasting female slave stereotype,
the sexy Mulatto: "high yellow," attractive, and an alluring temptress,
a highly-desired "belly-warmer" or "bed-warmer" for the slavemaster.
But without the "shiny black" female slave being sexually attractive
to the rapist slave-master, there would have been no mulattos. Why
was the dark African woman desexualized in the Mammy stereotype? Marlon
Riggs suggests that the white woman on the plantation played a role
in creating this stereotype, because she was in denial about how sexually
threatening the African woman was to her white womanhood.
Barbara
Omolade has suggested that at least four types of slave personalities
could be attributed to the enslaved African female. Some of these
personality types were characterized by positive heroic (or "sheroic")
traits, others by a blend of positive and negative traits. Three
personality types are taken from historical personages; a fourth
is culled from Toni Morrison, whose novel Beloved can be interpreted
as a metaphor for the alienation/estrangement, identity- crisis and
psychosis resulting from enslavement. These are Sally Hemings, Harriet
Tubman, Sojourner Truth, and Sethe. Hemings, of course was the consort
of Thomas Jefferson; she represents the slave as mistress. Harriet
Tubman, as leader of the underground Railroad, represents a militant
slave woman devoted to liberation; though she is not an insurrectionist,
she is a rebel, in many respects a counterpart to Blassingame's
Nat. Sojourner Truth represents the slave woman who turns to religion,
spirituality and mysticism as a source of strength. The fictional
character Sethe represents woman for whom family-protection of offspring
from the ravages of slavery-becomes an obsession.
Filmmaker
Haile Gerima adds a new dimension to the issue of personality types.
All the typologies that we have examined thus far suggest that personality
is a firm, fixed and static entity. In the film Sankofa, we
are reminded of one very simple truth: personality is dynamic; it changes
over time as a result of experience and interactions with others. In
this fictional account of a woman's experiences on a Southern slave
plantation, we are introduced to several stereotypical characters:
Shula, a docile pacifist house-slave who is repeatedly raped by the
slavemaster; her lover Shango, a rebellious slave of Caribbean origin,
who wears the name of the Yoruba orisha (the deity of fire,
lightning and thunder) and who embodies Blassingame's classical Nat
personality; and Nunu, an Akan priestess, who most reminds us of the
importance of African cultural retentions. Born in Africa, Nunu is
fearless and self-reliant because of the spiritual and occult forces
at her command (one of the other slave-women animatedly recounts to
a group how Nunu killed an oppressive slavemaster simply with the power
of her gaze). She stands in bold contrast to the muted and somewhat
defeated slaves who were born in the States. Ironically it is Nunu's
own son Joe, a tragic mulatto, a product of rape, who is the most Euro-assimilated
and self-hating of the slaves. Joe is overly attached to and dependent
upon a Catholic priest, Father Rafael, and reveres the European images
of Christ and the Virgin. He thinks that he is different from and better
than the rest of the slaves because of both his devotion to the Church
and his high-yellow skin tone. He hates his own mother because of her
devotion to "pagan gods." Lucy, a beautiful dark-skinned slave, has
an unrequited love for Joe who alternately sleeps with her and rejects
her. Nobel Ali is a "headslave" (slave-driver), who administers whippings
to the other slaves. He is very conflicted about this role. Musa is
a head-slave by day but at night he is one of the leaders of a highly
organized coalition of maroons and plantation rebels, who torch acres
of fields.
The
maroons or escaped slaves who have created a free republic in the hills,
and who risk their freedom to ensure the gradual escape of their enslaved
brethren, certainly constitute a type-a maroon personality which neither
Elkins nor his critics have addressed. It is also noteworthy that there
is no real Sambo character in the entire cast. Many of the slaves are
variations of Blassingame's Jack. The interaction among these slaves
results in the increasing radicalization of the pacifist Shula, who
finally hacks her tormenter to death; the radicalization of the conflicted
Nobel Ali, who becomes one of the secret rebels; and the awakening
of Joe, who after committing matricide suddenly realizes that he has
been duped and brainwashed into hating his Africanity, and in a fiery
suicide/homicide torches the church, all of its European saint-idols,
and Father Rafael. At a ripe moment when the slaves catch the slavemaster
off-guard and unarmed, they rise up in insurrection and kill him and
the other overseers. Shango who has been preaching an uncompromisingly
revolutionary message all along, to seemingly deaf ears, is the Nat
Turner-like character whose views are vindicated. The title of the
film, Sankofa, is Ghanaian/Akan for "return to the source, return
to the ways of the ancestors." Throughout the film, those who are most
revolutionary are those who are free of Christian influence and, in
fact, practitioners of traditional African religion. One potent idea
that we are left with is that the revolutionary slaves, exemplified
by Shango, are possessed or imbued with the powers of the orishas or
African deities. For those involved in the Elkins debate, Gerima's most important message is that slave personality
is not etched in stone; it is dynamic, it evolves and transforms-usually
in the direction from conflicted Jack to rebellious Nat. Not developed
in the action of the plot, but implied by the very presence of a free
and structured society of escaped slaves, is the transformation/evolution
from Nat to Maroon-from stateless revolutionary to sovereign revolutionary.
3.
Was the Sambo personality internalized or was it a masquerade? If
such a prevalent personality existed (which seems to be in serious
doubt), it was probably in the context best captured by Paul Lawrence
Dunbar's poem "We Wear the Mask," whose first stanza
reads:
We wear the mask
that grins and lies
It hides our cheeks and shades our eyes,¾
This debt we pay to human guile;
With torn and bleeding hearts we smile,
And mouth with myriad subtleties.60
Kenneth
Stampp makes it clear in his article "Rebels and Sambos"61 that
the slaves were dissemblers-i.e., concealers, disguisers, pretenders,
who hide their true thoughts and feelings, their true personalities, from the slavemaster. Paraphrasing Stampp, the slave behavior
which whites saw was conscious accommodation to the Sambo role. The
Sambo routine was a form of ritual acting; the slaves went through
the motions of playing this role, and some played it with great skill
and consistency. But they were
not authentic Sambos, as they did not invest themselves wholeheartedly
in the role and the role did not become a part of their true personalities.
Stampp says that most slaves avoided internalizing the Sambo role
because 1) when they were in their own community they were able to
play different roles, 2) the Sambo role did not pre-empt all of their
time, 3) the master was not the only "significant other" in their
lives as Elikns presumes, 4) they had abundant opportunities to behave
in meaningful adult roles, and 5) in contrast to the concentration
camp, life was not so brutal that the slaves were destroyed as human
beings.62
Stampp
quotes John Dollard, who wrote about the dissem- blance that black
people engaged in after slavery, during the era of jim crow:
[T]he
Southern Negro played two roles, one that he is forced to play with
white people and one "the real Negro" as he appears in dealings with
his own people. What the white Southern people see... is the role
they forced the Negro to accept, his caste role... .63
Evidence
about the external as opposed to internalized nature of the Sambo
role, which Stampp collected from folklore of black people themselves
and also from whites who wrote about the management of slaves, is
summarized by Stampp in the concept of pseudo-Sambo;
Whatever
the masters may have said about the loyal, childlike "darky" in their
public defense of slavery, the dissembling pseudo- Sambo was the most
common reality that confronted them in their daily lives. As one planter
wrote, "The most general defect in the character of the Negro is hypocrisy;
and this hypocrisy frequently makes him pretend to more ignorance than
he possesses; and if the master treats him like a fool, he will be
sure to act the fool's part. This is a very convenient trait, as it
frequently serves as an apology for awkwardness and neglect of duty."64
4.
Was the Sambo personality unique and particular to North American
slavery or was it universal slave personality? Orlando Patterson counters Elkins's claim that the Sambo personality-or,
in light of Kenneth Stampp's insight, "the pseudo Sambo dissembling
role"-was unique to North America. In the Caribbean, there was
a folkloric Sambo counterpart "Quashee."65 Patterson states
that the descriptions of Sambo bear a strong resemblance to the Jamaican Quashee, whose name
originally came from the west African Twi language denoting "one
who is born on Sunday." But the name had come to connote "fool," and
the name and attribute were sometimes even paired in the phrase "Quashee-fool." Women
did not escape this designation, as the name also had the feminine
form, Quasheba. The other traits of Quashee/Quasheba were: a compulsion
to lie, evasiveness, distrustfulness, capriciousness and laziness.
He was also described as gay, happy-go-lucky, frivolous and cheerful.
There was one major difference, however, between the North Asmerican
Sambo and the Jamaican Quashee: Quashee had a "dark side" of his personality; he was vengeful,
harbored grudges, possessed strong and ungovernable passions, had
an irascible temper, and if placed in positions of authority, was
likely to be cruel and tyrannical-blending, therefore, the Sambo
image and the Satan image as described by Erno.
Similarly,
Eugene Genovese cites several examples which demonstrate that Sambo-like
behavior (or in the words of Stampp "pseudo-Sambo dissembling") was
witnessed in Latin America, in spite of Elkins's claim that Latin
American slavery was an open rather than a closed system.66
Genovese's ultimate point is that Elkins has not described the personality
of the Negro Slave in North America, nor has he, for that matter,
described the personality of the Negro Slave in the Diaspora; what
he has described is the personality of any slave regardless
of race or ethnicity. In Genovese's words, "On close inspection the
Sambo personality turns out to be neither more nor less than the
slavish personality; wherever slavery has existed, Sambo has also."67
Genovese also cites David Brion Davis: "Throughout history it has
been said that slaves, though occasionally as loyal and faithful
as good dogs, were for the most part lazy, irresponsible, cunning,
rebellious, untrustworthy, and sexually promiscuous."68
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